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Ethidex Inc.

The Victory Building,
Suite 1205
80 Richmond St. West
Toronto, ON M5H 2A4
Map  ·  Underground PATH

Business Enquiries & Marketing

Roksana Cieplowska
New Business Development
416.865.2030 Ext: 117 | Email

Client Services -

For support in English:
Tom Nunziato
Client Support Specialist
416.865.2030 Ext: 121 | Email

Pour le service en français:
Chantal Heynemand
Client System Support Administrator
416.865.2030 Ext 123 | Email

Technical Support

Sue Indrigo
Director of Technology
416.865.2030 Ext: 120 | Email

Paul Paquette
Ext: 115 | Email

Questions? Contact us

The Canadian Securities Administrators (CSA) have laid down expectations for a strong internal controls framework for compliance and risk management in National Instrument 31-103 Registration Requirements.  Ethidex provides compliance modules that meet the requirements of this and other National Instruments by registrant category:

  • Investment Fund Managers
  • Portfolio Managers
  • Dealer Registration
  • Exempt Market Dealers

The level of regulation administered by CSA for NI 31-103 will increase significantly over the period April 1, 2013 to March 31, 2016. Specific emphasis on Enhanced Disclosure to Investors, tighter Standards of Conduct for Registrants and an increase in Enforcement Effectiveness will require a registrant firm to have a higher level of compliance governance and a strong internal controls framework in order to meet the stricter standards.

The benefits of being an Ethidex client are:

  • Significant savings of overall costs of developing the solution.
  • Quarterly updates prepared with the assistance of Borden Ladner Gervais LLP help reduce your costs for direct legal counsel.
  • A best practice, auditable and transparent compliance regime
  • Simplified board attestation on controls and compliance

Ethidex Advantage

Our Service Commitment

Our commitment is to ensure that our clients are active, satisfied Ethidex users.

To this end, we undertake to provide, at no additional cost, whatever ongoing support and training you may require in order to get the maximum value from our offering.