Regulatory Compliance
Risk Management Governance &
Control Assessments
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made easier
Integrated Solutions
configured to meet your needs
Regulatory Content
Providing a selection of Federal and Provincial Regulatory Content in consolidated, business process aligned, and easy to use language from leading law firms.
Software
Our secure, web-based application provides an efficient and reliable solution for your management, access, documentation, assessment and reporting.
Services
Configuration aligns our solution with your business structure and RCM process.Â
Our ongoing support and training ensures active and satisfied users.
Our System Administrator and Co-sourcing services provide a cost-effective way to develop and maintain an RCM Program.
Our Focus and Expertise
100+ ORGANIZATIONS SERVED
Assisting 100+ organizations (incl. Banks, Trust & Loan companies, Insurance companies and Investment Managers) meet their Regulatory Compliance, Risk Management, Governance and Controls Assessment obligations.
Regulatory Compliance Management
Meeting "Compliance Program" implementation requirements
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Quarterly updates to laws & Regulations
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Program Management framework for across the organization
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Compliance attestation from accountable individuals & leaders
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Risk based priority focus
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Flexible reporting
Governance
Attestations and Confirmations - from Employees & Suppliers
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Calendar Management for Team obligations
Independent Review
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Training
Risk Management
Regulatory Compliance Risk management
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Enterprise Risk management, including content
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Configurable risk taxonomy and risk assessment ratings
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Additional Risk Frameworks available (eg cyber)
Controls Assessment
Use or Build structured frameworks and Programs
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Distribute Assessments to accountable individuals​
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Update and Manage Assessments​